Concept Release on the US Proxy System
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SUMMARY: The Commission is publishing this concept release to solicit comment on various aspects of the U.S. proxy system. It has been many years since we ...

Cost Basis Reporting Law (revised March 01, 2010)
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Mar 1, 2010 ... REG-101896-09, 2010-5 I.R.B. 347. 92-19. Supplemented in part by ... may view the Internal Revenue Bulletin on the Internet at www.irs.gov. ...

Financial Reform's Modest Impact - Forbes.com
Jul 20, 2010 ... Congress passed the final version of financial reform legislation on July 15, and President Barack Obama will sign the bill within days. ... The text of the legislation leaves undefined significant, substantive details ...

Corporate/Issuer Services

Internet Access & Records Access
Annual Meeting & Proxy Support
Proxy Planning Calendar
Corporate Action Processing
Issuer Online Forms
Cost Basis Support
Educational Resources:

Order Book

Investor/Shareholder Services

How do I transfer shares?
How do I remove Rule 144 restrictions?
Shareholder Online Forms

Accessing my Individual Account Info

Changing My Address
Voting My Proxy
Printing a Statement

I lost my certificate.

How do I get it replaced? 

Consultation and Guidance

Application for CUSIP Number
15c-211 Application to FINRA
S-1 Registration Statement
Submission for DTC & FAST Eligibility
Listed and Non-listed Markets
Healing Shell Companies


Edgar Filings
Educational Resources:

Order Book

Awards & Recognition

Salli Marinov - Stock Transfer Agent of the Month

Financial Industry Articles
and Issues

Securities Clearing Firms
Power to the People
Naked Short Selling
Archived Stock Articles

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External Links

Calculate Adjusted Cost Basis
BRL Law Group
Rule 144 Letters
Attorney William Aul
Director's Desk